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Security architecture for a railway interlocking landscape

Six months of testing on an interlocking landscape, without intervening in live traffic. The result was a risk assessment with a zone and conduit model rather than a list of scanner findings.

Sechs Monate Prüfung ohne Eingriff in den Verkehr Eine Pruefung, die neben dem laufenden Betrieb lief und in einem Zonen- und Conduit-Modell endete. M1 M2 M3 M4 M5 M6 PASSIVE, IN APPROVED NETWORK SEGMENTS TRAFFIC KEEPS RUNNING ZONE 1 · OFFICE ZONE 2 · CONTROL LEVEL ZONE 3 · INTERLOCKING ZONE 4 · FIELD RESULT · ZONES AND CONDUITS 6MONTHS OF TEST OPERATION 0INTERVENTIONS IN TRAFFIC RAIL · SECURITY ARCHITECTURE FOR AN INTERLOCKING LANDSCAPE

An infrastructure manager wanted to know how its interlocking landscape stood on security, without touching traffic. The testing ran over six months alongside normal operation.

Project frame

Brief, scope and constraints

Six months alongside the timetable, and not one intervention in live traffic.

Environment

An interlocking landscape grown over time, with installations of different ages, connected to the operations control centre, diagnostics and maintenance.

Duration and approach

Around six months of testing, mostly passive. Active work only in released network areas and in windows that followed the timetable.

Form of the result

A risk assessment with a zone and conduit model to IEC 62443-3-2, not a list of scanner findings.

Starting position

The network plan no longer worked as evidence

The installations had grown over decades, and the documentation with them. With the IP migration and the connection of diagnostic and maintenance systems it had become unclear which communication relationships actually existed and where the boundaries between areas really ran.

At the same time, evidence was due. But a zone concept on paper does not answer the question of whether the firewall rule sets implement it.

Approach

Six months in four phases

The long period came not from the effort but from the windows available.

1

Architecture and documentation

Network plans, plant documentation and zone models as the starting point, with the aim of understanding the intended state before the actual one is surveyed.

2

Passive communication analysis

Captures at agreed transition points showed which paths actually existed. This is where documentation and reality parted company.

3

Active testing in the window

Only in released areas, with abort criteria fixed beforehand and in agreement with those responsible for operations.

4

Zone and conduit model

From the surveyed paths came a model reflecting the real communication, with an assessment of the transitions and prioritised measures.

Result

What the operator had at the end

A picture of the actual communication relationships, a zone and conduit model derived from it, and a list of measures prioritised by likelihood and impact. For producing evidence, what mattered was that the statements rest on captures and not on documentation.

That no intervention in traffic was needed over six months is not a side note. It was the condition under which testing was permitted at all.

Limits

What was not tested, and why

In a rail environment the scope decides whether testing can happen at all.

No intervention in approved states

Approved configurations were not changed. Where a finding could only have been obtained by intervening, it was left open or reproduced on a lab rig.

Released areas only

Active work was confined to network areas agreed beforehand. Segments not released were neither reached nor assessed.

Timetable before project plan

Test windows followed operations. That extended the duration, and it was the reason traffic stayed untouched.

What transfers

What you can take from this

First: testing in a rail environment happens in possessions and maintenance windows. Whoever plans for that early gets more out of it than someone who waits for a possession.

Second: the greatest gain comes from the passive analysis. In installations that have grown over time, the real communication regularly differs from the documented one, and that is visible without a single active test.

Third: a zone and conduit model is worth more than a list of findings, because it serves evidence and planning alike.

Next step

A similar project?

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